Note: To view these files you will need the free Adobe® Acrobat® Reader.

Note: If you are a non-US citizen/entity, please click here to access W-8 documentation.

IMPORTANT: To trade Security Futures Products, you must click on and read the Security Futures Risk Disclosure Document and NQLX Electronic Trading and Pre-Negotiated Business Disclosure below AND complete and submit the Security Futures Addendum.

	Additional Account Request
	Broker Certification
	Canadian Non-solicitation Letters
	Certificate of Sole Proprietorship
	Change of Address Form
	Corporations, LLCs, Partnerships, Trusts & Pension Plans Account Application
	Limited Trading and Fee Payment Authorization for Third Party
	Electronic Order Entry and Account Access Agreement
	Individual, Joint or Sole Proprietorship Account Application
	IRA Account Application: Fill out this form in order to open an IRA account. You will also need to fill out the individual account application above.
	IRA Options Trading in Self-Directed IRA Account: Fill out this form if you will be trading options in your IRA Account.
	IRA Distribution Form
	Limited Trading Authorization
	Letter of Direction
	MFGSI Statement of Financial Condition
	NQLX Electronic Trading and Pre-Negotiated Business Disclosure
	Non-solicitation Letter Fill out this form if you are a non-US customer and non-Canadian.
	Risk Disclosure Document for Security Futures Contracts
	Sample Stock Certificate
	Stock or Bond Power of Attorney
	Transfer of Account Form
	Transfer of Funds Between Accounts Form
	Wire Request Form

IMPORTANT NOTICE

Pursuant to the USA Patriot Act and the government concern with money laundering since the September 11th attack, we are hereby required to obtain one of the following from customers when they open a new securities or futures trading account.

Please include the following upon submission of these account forms:

FOR US NATURAL CITIZENS - A copy of your drivers license, state issued ID card, passport, utility bill or similar documents.

FOR NON-US NATURAL PERSONS - A copy of a passport, drivers license, valid government issued ID card or similar documents.

FOR ENTITIES SUCH AS CORPORATIONS OR PARTNERSHIPS - Articles of incorporation, good standing certificates, partnership agreements, business licenses or similar documents.

We thank you for your cooperation in this matter.